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Senior
Compliance and Ethics Specialist
Works under consultative direction toward
predetermined goals and objectives. Assignments are usually self-initiated. Determines and
pursues courses of action necessary to obtain desired results. Responsible for
implementing and monitoring activities relating to standards of conduct, and ethical
relationships with customers, contractors, suppliers, employees, stakeholders and the
communities in which the organization is conducting their business. Participates in the
development and monitors the communication of the compliance and ethics standards and
procedures to all employees and other agents, through training programs and publications.
Provides expert advice and interpretation of the code of compliance and ethics, including
the applicability of the organization's policies and programs to specific situations.
Works with other subject matter experts to develop the most appropriate methods for
maintaining employee awareness of the program and pertinent laws or regulations pertaining
to the organization's business. Participates in the implementation and maintenance of the
companywide confidential reporting systems ("Helpline") allowing all employees,
customers, contractors, and other stakeholders to disclose violations of the corporation's
ethical standards, violations of law, or corporate policy. Coordinates casework
distribution within the corporate Compliance, Ethics and Business Conduct function for the
confidential reporting system and assures that the rules of confidentiality are rigorously
observed and assures that appropriate and timely responses from the appropriate personnel
are provided for inquiries. Coordinates closely with Internal Auditing, Finance, Human
Resources and Legal executives relative to application, interpretation, and enforcement of
the code of conduct and the corporation's policies and procedures. Participates as an
expert resource in the design and development of employee education and training programs.
Participates in preparation of periodic reports to the senior management. Must have
thorough knowledge of the corporation's business strategies, policies, standards and
practices. May act as a lead person or technical expert on major ethics and compliance
projects.
Qualification
Guidelines
Master's
degree and more than 5 years experience in Internal Auditing, Finance, Human Resources or
Legal functions or Bachelor's degree and more than 8 years experience in Internal
Auditing, Finance, Human Resources or Legal functions.
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